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Goodacre provides a wide range of in-house training and workshops, using highly recommended, experienced individuals. A selection of our forthcoming workshops can be seen below:

  Introduction to the FSA Rules & Regulations
 

In Association with

   
10:00 - 13:00


Seminar Overview

This is an Introductory seminar describing the new European-wide MiFID Financial Regulations which are now in force.

It will also cover how to deal with the FSA's 'Treating Customers Fairly' initiative.

This 3 hour seminar will cover all aspects of a financial institution's activities, including:
  • Compliance
  • Management responsibilities
  • Client take-on
  • Suitability and Appropropriateness
  • Trading
  • Trading Venues and Best Execution
  • Trade and Transaction Reporting
  • Research
  • Information to Clients
  • Record Keeping
  • Outsourcing
  • Cross-Border Trading

Instruments covered include Equities, Fixed Interest, CFDs and other Derivatives.
Who should attend?
This seminar is designed for employees and managers of brokers, fund managers, institutions, banks, corporate finance houses, and larger IFA's who require a comprehensive view of how the regulations operate in practice. This seminar is also suitable for suppliers who need to know how the regulations are affecting their clients and potential clients.

CPD
Delegates will qualify for 3 CPD hours and certificates will be provided to all attendees.
Goodacre Training is accredited by the Chartered Institute of Securities & Investment (CISI) as an approved CPD Provider. Members of the CISI can log these training hours on the CISI website.

To reserve places
email events@goodacreuk.com or book online with all your contact details, including the name and address for invoicing. You will receive confirmation of your booking within 24 hours. Price inclusive of all course material. Price exclusive of VAT.

For further details:

For further information please contact Goodacre by telephone +44 (020) 7422 0063 or email


Goodacre does not provide refunds for those failing to attend events or cancelling within 5 working days of the event
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