Compliance Courses | Goodacre UK

Compliance Courses

Looking for compliance training courses?

Goodacre runs a range of compliance courses, each with a different focus aimed at bringing delegates up to speed quickly and providing practical skills that can be implemented in the workplace straight away.

Compliance Courses

Here are a selection of the compliance-related courses we regularly deliver to audiences in the regulated financial services market:

Introducing Compliance Monitoring (no previous experience assumed or required)

  • An interactive, introductory level training course covering all main aspects of compliance monitoring.

Client Assets Sourcebook (CASS)

  • Covering the obligations and responsibilities of firms and individuals when handling client cash and assets.  This training course will show you how to apply and adhere to the requirements of CASS and how to avoid potential problems.

Senior Managers & Certification Regime

  • A full day course focused on understanding why SM&CR came to be and how it should be implemented.  This course covers scope, responsibilities, conduct rules and training.  The objective is to provide a route map to implementation of the rules, allowing a firm to be prepared for the changes coming up.

Politically Exposed Persons & Sanctions Awareness

  • Everything you need to know about understanding and managing the risks presented by politically exposes persons (PEPs) - bribery, corruption - and how sanctions restrict the activities of individuals, entities and even entire countries. An essential part of client onboarding alongside KYC.

Suspicious Activity Reporting

  • Learn about your company's obligations to report suspicions of money laundering and terrorist financing. Help your firm avoid being used by criminals to launder money or finance terrorism. Includes case studies with realistic scenarios.

Introduction to Financial Promotions (no previous experience assumed or required)

  • An interactive, introductory level training course covering all main aspects of financial promotions, the rules and the FCA's power to ban promotions.

Compliance Courses

The above are just a selection of the many compliance-related training courses we deliver each year.   We run many other compliance courses and all training courses come with CISI-approved CPD so you can prove attendance to current and future employers and to your professional bodies.

BROWSE TRAINING COURSES HERE

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