Essential Compliance Update 2021

Essential Compliance Update 

Tuesday 13th April 2021

Online, Live and Interactive 


Leading compliance and regulatory experts will present a concise and effective update on a range of subjects relevant to today’s markets. 

The best way of ensuring you and your firm remain up to date.

Topics include:


  • FCA Update
    • Hannah Doherty, Regulatory & Compliance Consultant
  • The Investment Firm Prudential Regime
    • Andrew Henderson, Partner, Macfarlanes LLP
  • Employment Law Update
    • Nick Dent, Partner, Locke Lord
  • Customer Vulnerability
    • Justin McClelland, Partner, Stephenson Harwood LLP


 Who should attend?

Directors, compliance officers, MLROs, senior managers, audit personnel, HR, financial controllers, representatives from system and service providers and all staff who need to understand the legislative and regulatory agenda.

Training and Venue Information

CPD Authorised Yes
Event Date 13-04-2021
Event End Date 13-04-2021
Event Time 10:00 - 12:00
Price £45.00
£45.00 990