Essential Compliance Update December

Essential Compliance Update 

Thursday 3rd December 2020

Online, Live and Interactive 

 

Leading compliance and regulatory experts will present a concise and effective update on a range of subjects relevant to today’s markets.

The best way of ensuring you and your firm is up to speed as we face up to leaving the EU and the senior management change at the FCA.

 

 Topics include:

  • FCA Update
    • Including BREXIT, Market Abuse and Financial Promotions
  • Financial Crime Outlook
  • Enforcement Action Update
  • The Outlook for 2021 

 

Speakers include:

  • Hannah Doherty
  • Michael Ruck, Partner, TLT LLP
  • Alan Ward, Senior Associate, Stephenson Harwood LLP
  • Gavin Stewart, Director, FSA, Grant Thornton UK LLP

     

 Who should attend?

Directors, compliance officers, MLROs, senior managers, audit personnel, HR, financial controllers, representatives from system and service providers and all staff who need to understand the legislative and regulatory agenda.

 

This session is kindly supported by:

 

 

 

Training and Venue Information

CPD Authorised Yes
Event Date 03-12-2020
Event End Date 03-12-2020
Event Time 10:00 - 12:00
Price £45.00
£45.00 988