CASS for Risk Specialists - CPD Training Course

 Seminar Overview

This specialist CASS session focuses on the risks, logistics and challenges of maintaining an effective CASS governance and oversight framework.  

Our expert training has over 20 years experience within top-tier firms and is a widely respected figure within the world of Client Assets regulation.

 

The content will include:

  • The specific challenges of CASS compliance
  • Building a best practice CASS governance and oversight framework
  • Developing suitable CASS policies
  • Establishing a cost efficient compliance monitoring program
  • Designing effective CASS management information
  • Successfully managing a CASS audit

 

Who should attend?

This session will be of particular benefit to professionals who work in Compliance and Risk: namely, CF10a's, CASS Oversight staff, internal technical specialists, as well as general regulatory and operational risk professionals. 

 

CPD

A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours. This session will qualify for 3 CPD hours. 

 


To Reserve a Place

Email This email address is being protected from spambots. You need JavaScript enabled to view it., call +44 (0)20 7422 0063 or book online. You will receive confirmation of your booking within 24 hours. Price inclusive of all course material. Price exclusive of VAT.

Training and Venue Information

CPD Authorised Yes
Event Date 14-11-2019
Event End Date 14-11-2019
Event Time 10:00 - 13:00
Price £295.00
Location SIX Financial Information UK (EC2),  6 Devonshire Square, London EC2M 4YE, UK
£295.00 1000