CASS Senior Managers & Directors Survival Guide - CPD Training Course

Seminar Overview:
 
This half day course gives senior executives an overview of the FCA Client Money/Assets (CASS) regime and specifically how it impacts on their roles. CASS is a vitally important issue which must not be ignored by directors, managers and officers at regulated firms.


Topics include:
  • FCA’s expectations of senior management
  • Evidencing the oversight
  • Enforcement cases
  • Key aspects of the rules
  • Documentary requirements
  • Client Assets Policy

Who Should Attend?

Members of senior management, board members, controlled function holders (including current and prospective CF10A and CF10 holders) and any other relevant personnel involved in client money processes and procedures.


Email This email address is being protected from spambots. You need JavaScript enabled to view it. for more information and to speak to our advisers about which courses would suit your current career path.  

 

 

CPD

A CPD certificate will be provided to all attendees, which may be considered appropriate by your company for the accrual of CPD hours. Delegates will qualify for 3 CPD hours.

 

 

To Reserve a Place

Email This email address is being protected from spambots. You need JavaScript enabled to view it., call +44 (0)20 7422 0063 or book online. You will receive confirmation of your booking within 24 hours. Price inclusive of all course material. Price exclusive of VAT.

 

Training and Venue Information

CPD Authorised Yes
Event Date 20-11-2019
Event End Date 20-11-2019
Event Time 10:00 - 13:00
Price £300.00
Location SIX Financial Information UK (EC2),  6 Devonshire Square, London EC2M 4YE, UK
£300.00 1000