Forthcoming Training

Pensions and Retirement Planning - CPD Training Session

CPD Authorised Yes
Event Date 09-04-2019
Event End Date 09-04-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 999

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 11-04-2019
Event End Date 11-04-2019
Event Time 10:00 - 17:00
Price £330.00
£330.00 998

Understand the nature and structure of the Bond Markets, as well as the strategies and techniques associated with operating in this sector.

CPD Authorised Yes
Event Date 02-05-2019
Event End Date 02-05-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 1000

This half day course will help to give directors/senior management/significant influence controlled function holders an overview of the FCA Client Money/Assets regime, and how it impacts specifically on their roles.

CPD Authorised Yes
Event Date 09-05-2019
Event End Date 09-05-2019
Event Time 10:00 - 13:00
Price £295.00
£295.00 1000

This half day course will help delegates to deepen their understanding of key investment theories and gain a practical understanding of equity and fixed-income portfolio management.

CPD Authorised Yes
Event Date 16-05-2019
Event End Date 16-05-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 1000

This half day course will help delegates develop an understanding of the key characteristics and practices of Financial Planning. 

CPD Authorised Yes
Event Date 21-05-2019
Event End Date 21-05-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 1000

This course explains the fundamentals of securities, derivatives, stock exchanges and other players in the trading environment. 

CPD Authorised Yes
Event Date 23-05-2019
Event End Date 23-05-2019
Event Time 10:00 - 13:00
Price £170.00
£170.00 1000

A "Politically Exposed Person" (PEP) may present a higher risk for potential involvement in bribery and corruption. 

CPD Authorised Yes
Event Date 30-05-2019
Event End Date 30-05-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 998

Senior Managers & Certification Regime - CPD Training Session

CPD Authorised Yes
Event Date 11-06-2019
Event End Date 11-06-2019
Event Time 10:00 - 17:00
Price £330.00
£330.00 999

This half day seminar explores how CDD/KYC can be used to prevent this and looks at some of the practical issues that can arise.

CPD Authorised Yes
Event Date 13-06-2019
Event End Date 13-06-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 997

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 18-06-2019
Event End Date 18-06-2019
Event Time 10:00 - 17:00
Price £330.00
£330.00 999

This training session details all of the main elements involved in Discretionary Funds Management. 

CPD Authorised Yes
Event Date 20-06-2019
Event End Date 20-06-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 978

Lifecycle of a Trade - CPD Training Session

CPD Authorised Yes
Event Date 02-07-2019
Event End Date 02-07-2019
Registration Start Date 30-11-2009
Event Time 10:00 - 13:00
Price £210.00
£210.00 1000

The handling of client money and custody assets is a top priority for regulated firms. 

CPD Authorised Yes
Event Date 28-03-2019
Event End Date 28-03-2019
Event Time 10:00 - 13:00
Price £295.00
£295.00 995

Options are often viewed as complex instruments and avoided by all except those who are specialists. This seminar will help to de-mystify the world of options and provide you with an understanding of their workings, applications, valuations and the most appropriate ways to use them.

CPD Authorised Yes
Event Date 30-04-2019
Event End Date 30-04-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 1000
CPD Authorised Yes
Event Date 04-06-2019
Event End Date 04-06-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 997

Compliance Monitoring - CPD Training Session

CPD Authorised Yes
Event Date 17-07-2019
Event End Date 17-07-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 998

This highly interactive training session details all of the main elements involved with financial promotions.

CPD Authorised Yes
Event Date 25-04-2019
Event End Date 25-04-2019
Event Time 10:00 - 13:00
Price £210.00
£210.00 997

There is ever-increasing focus by the regulators on senior managers and their individual accountability, especially when things go wrong.  This approach is now being even further strengthened by the extension of the Senior Managers and Certification Regime to all regulated firms during 2019.  In this climate it is important for all those in senior positions to have a clear understanding of what the regulators expect of them.  This seminar has been designed to help senior managers and others whose roles are currently subject to approval to comply with their regulatory obligations.

CPD Authorised Yes
Event Date 08-05-2019
Event End Date 08-05-2019
Event Time 10:00 - 13:00
Price £275.00
£275.00 1000

 

UK IFA Financial Markets

CPD Authorised Yes
Event Date 03-04-2019
Event End Date 03-04-2019
Event Time 10:00 - 13:00
Price £230.00
£230.00 1000

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 17-04-2019
Event End Date 17-04-2019
Event Time 10:00 - 13:00
Price £230.00
£230.00 998

This seminar provides a detailed analysis of what Transaction Reporting is and why this is considered to be so important to the regulator.
It will also highlight the differences compared to Trade Reporting. 

CPD Authorised Yes
Event Date 06-06-2019
Event End Date 06-06-2019
Event Time 10:00 - 13:00
Price £230.00
£230.00 999